-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fx2k6YvGTh11DhGZIii3MNsOZ7oDTydSxGmDWh9MMpTmxalNd51mHUPTm5iSkaWt wS2bEWs+rrvOIdz1GOO8mA== 0000950134-04-002395.txt : 20040223 0000950134-04-002395.hdr.sgml : 20040223 20040223172151 ACCESSION NUMBER: 0000950134-04-002395 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20040223 GROUP MEMBERS: CASTLE FUND I LP GROUP MEMBERS: CASTLE FUND II LP GROUP MEMBERS: CLOVER INVESTMENTS LLC GROUP MEMBERS: CLOVER PARTNERS LP GROUP MEMBERS: ISLAND FUND II LTD GROUP MEMBERS: ISLAND FUND, LTD GROUP MEMBERS: MICHAEL C MEWHINNEY GROUP MEMBERS: SAMUEL S MOORE GROUP MEMBERS: THOMAS J DONOVAN FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SHAMROCK MASTER FUND LP CENTRAL INDEX KEY: 0001160178 IRS NUMBER: 752856439 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2100 MCKINNEY AVE., SUITE 1500 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2142735200 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MAIN STREET & MAIN INC CENTRAL INDEX KEY: 0000847466 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 112948370 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-41360 FILM NUMBER: 04622801 BUSINESS ADDRESS: STREET 1: 5050 NORTH 40TH ST STREET 2: STE 200 CITY: PHOENIX STATE: AZ ZIP: 85018 BUSINESS PHONE: 6028529000 MAIL ADDRESS: STREET 1: 5050 NORTH 40TH ST STREET 2: STE 200 CITY: PHOENIX STATE: AZ ZIP: 85018 FORMER COMPANY: FORMER CONFORMED NAME: ASSETRONICS INC DATE OF NAME CHANGE: 19900702 SC 13G/A 1 d12812a2sc13gza.htm AMENDMENT TO SCHEDULE 13G sc13gza
 

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G/A
(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)

Under the Securities Exchange Act of 1934
(Amendment No. 2)*

MAIN STREET & MAIN, INC.

(Name of Issuer)

Common Stock, $0.001 par value

(Title of Class of Securities)

560345308

(Cusip Number)

December 31, 2003

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

        x Rule 13d-1 (b)

        o Rule 13d-1 (c)

        o Rule 13d-1 (d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

1 of 23

 

             
13G/A
CUSIP No. 560345308
  1. Name of Reporting Person:
Shamrock Master Fund, L.P.		 I.R.S. Identification Nos. of above persons (entities only):
  2. Check the Appropriate Box if a Member of a Group:*
    (a) o  
    (b) o  
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
British Virgin Islands
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
0
6. Shared Voting Power:
0
7. Sole Dispositive Power:
0
8.Shared Dispositive Power:
0
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
0
  10.Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares:*
o
  11.Percent of Class Represented by Amount in Row (9):
0.0%
  12.Type of Reporting Person:*
PN

*  SEE INSTRUCTIONS BEFORE FILLING OUT

2 of 23

 

             
13G/A
CUSIP No. 560345308
  1. Name of Reporting Person:
Castle Fund I, L.P.		 I.R.S. Identification Nos. of above persons (entities only):
75-2907100
  2. Check the Appropriate Box if a Member of a Group:*
    (a) o  
    (b) o  
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
Texas
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
0
6. Shared Voting Power:
0
7. Sole Dispositive Power:
0
8.Shared Dispositive Power:
0
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
0
  10.Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares:*
o
  11.Percent of Class Represented by Amount in Row (9):
0.0%
  12.Type of Reporting Person:*
PN

*  SEE INSTRUCTIONS BEFORE FILLING OUT

3 of 23

 

             
13G/A
CUSIP No. 560345308
  1. Name of Reporting Person:
Castle Fund II, L.P.		 I.R.S. Identification Nos. of above persons (entities only):
75-2907101
  2. Check the Appropriate Box if a Member of a Group:*
    (a) o  
    (b) o  
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
Texas
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
0
6. Shared Voting Power:
0
7. Sole Dispositive Power:
0
8.Shared Dispositive Power:
0
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
0
  10.Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares:*
o
  11.Percent of Class Represented by Amount in Row (9):
0.0%
  12.Type of Reporting Person:*
PN

*  SEE INSTRUCTIONS BEFORE FILLING OUT

4 of 23

 

             
13G/A
CUSIP No. 560345308
  1. Name of Reporting Person:
Island Fund, Ltd.		 I.R.S. Identification Nos. of above persons (entities only):
  2. Check the Appropriate Box if a Member of a Group:*
    (a) o  
    (b) o  
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
British Virgin Islands
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
0
6. Shared Voting Power:
0
7. Sole Dispositive Power:
0
8.Shared Dispositive Power:
0
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
0
  10.Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares:*
o
  11.Percent of Class Represented by Amount in Row (9):
0.0%
  12.Type of Reporting Person:*
PN

*  SEE INSTRUCTIONS BEFORE FILLING OUT

5 of 23

 

             
13G/A
CUSIP No. 560345308
  1. Name of Reporting Person:
Island Fund II, Ltd.		 I.R.S. Identification Nos. of above persons (entities only):
  2. Check the Appropriate Box if a Member of a Group:*
    (a) o  
    (b) o  
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
British Virgin Islands
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
0
6. Shared Voting Power:
0
7. Sole Dispositive Power:
0
8.Shared Dispositive Power:
0
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
0
  10.Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares:*
o
  11.Percent of Class Represented by Amount in Row (9):
0.0%
  12.Type of Reporting Person:*
PN

*  SEE INSTRUCTIONS BEFORE FILLING OUT

6 of 23

 

             
13G/A
CUSIP No. 560345308
  1. Name of Reporting Person:
Clover Partners, L.P.		 I.R.S. Identification Nos. of above persons (entities only):
75-2842611
  2. Check the Appropriate Box if a Member of a Group:*
    (a) o  
    (b) o  
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
Texas
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
0
6. Shared Voting Power:
0
7. Sole Dispositive Power:
0
8.Shared Dispositive Power:
0
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
0
  10.Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares:*
o
  11.Percent of Class Represented by Amount in Row (9):
0.0%
  12.Type of Reporting Person:*
PN

*  SEE INSTRUCTIONS BEFORE FILLING OUT

7 of 23

 

             
13G/A
CUSIP No. 560345308
  1. Name of Reporting Person:
Clover Investments, L.L.C.		 I.R.S. Identification Nos. of above persons (entities only):
75-2842609
  2. Check the Appropriate Box if a Member of a Group:*
    (a) o  
    (b) o  
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
Texas
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
0
6. Shared Voting Power:
0
7. Sole Dispositive Power:
0
8.Shared Dispositive Power:
0
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
0
  10.Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares:*
o
  11.Percent of Class Represented by Amount in Row (9):
0.0%
  12.Type of Reporting Person:*
CO

*  SEE INSTRUCTIONS BEFORE FILLING OUT

8 of 23

 

             
13G/A
CUSIP No. 560345308
  1. Name of Reporting Person:
Michael C. Mewhinney		 I.R.S. Identification Nos. of above persons (entities only):
  2. Check the Appropriate Box if a Member of a Group:*
    (a) o  
    (b) o  
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
USA
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
0
6. Shared Voting Power:
0
7. Sole Dispositive Power:
0
8.Shared Dispositive Power:
0
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
0
  10.Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares:*
o
  11.Percent of Class Represented by Amount in Row (9):
0.0%
  12.Type of Reporting Person:*
IN

*  SEE INSTRUCTIONS BEFORE FILLING OUT

9 of 23

 

             
13G/A
CUSIP No. 560345308
  1. Name of Reporting Person:
Samuel S. Moore		 I.R.S. Identification Nos. of above persons (entities only):
  2. Check the Appropriate Box if a Member of a Group:*
    (a) o  
    (b) o  
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
USA
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
0
6. Shared Voting Power:
0
7. Sole Dispositive Power:
0
8.Shared Dispositive Power:
0
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
0
  10.Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares:*
o
  11.Percent of Class Represented by Amount in Row (9):
0.0%
  12.Type of Reporting Person:*
IN

*  SEE INSTRUCTIONS BEFORE FILLING OUT

10 of 23

 

             
13G/A
CUSIP No. 560345308
  1. Name of Reporting Person:
Thomas J. Donovan		 I.R.S. Identification Nos. of above persons (entities only):
  2. Check the Appropriate Box if a Member of a Group:*
    (a) o  
    (b) o  
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
USA
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
0
6. Shared Voting Power:
0
7. Sole Dispositive Power:
0
8.Shared Dispositive Power:
0
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
0
  10.Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares:*
o
  11.Percent of Class Represented by Amount in Row (9):
0.0%
  12.Type of Reporting Person:*
IN

*  SEE INSTRUCTIONS BEFORE FILLING OUT

11 of 23

 

AMENDEMENT 2 TO SCHEDULE 13G

     This Amendment 2 to Schedule 13G (the “Schedule 13G”) is being filed on behalf of Shamrock Master Fund, L.P., a British Virgin Islands limited partnership (“Shamrock”); Clover Fund I, L.P. and Clover Fund II, L.P., each a Texas limited partnership (the “Funds”), and Island Fund, Ltd. and Island Fund II, Ltd., each a British Virgin Islands exempted company, the general partners of Shamrock; Clover Partners, L.P., a Texas limited partnership and the general partner of the Funds (the “GP”); Clover Investments, L.L.C., a Texas limited liability company and the general partner of the GP (“Clover”); and Mr. Michael C. Mewhinney, Mr. Samuel S. Moore and Mr. Thomas J. Donovan, the principals of Clover, relating to shares of common stock of Main Street & Main, Inc., a Delaware corporation (the “Issuer”). This Schedule 13G relates to a disposition of shares of Common Stock of the Issuer.

Item 1(a) Name of Issuer.

      Main Street & Main, Inc.

Item 1(b) Address of Issuer’s Principal Executive Offices.

      5050 N. 40th Street, Suite 200
Phoenix, Arizona 85018

Item 2(a) Name of Person Filing.

    This statement is filed on behalf of each one of the following persons (collectively, the “Reporting Persons”):

  (i)   Shamrock Master Fund, L.P., a British Virgin Islands limited partnership;
 
  (ii)   Castle Fund I, L.P., a Texas limited partnership;
 
  (iii)   Castle Fund II, L.P., a Texas limited partnership;
 
  (iv)   Island Fund, Ltd., a British Virgin Islands exempted company;
 
  (v)   Island Fund II, Ltd., a British Virgin Islands exempted company;
 
  (vi)   Clover Partners, L.P., a Texas limited partnership;
 
  (vii)   Clover Investments, L.L.C., a Texas limited liability company;
 
  (viii)   Michael C. Mewhinney;
 
  (ix)   Samuel S. Moore; and
 
  (x)   Thomas J. Donovan.

Item 2(b) Address of Principal Business Office, or, if none, Residence.

      2100 McKinney Avenue
Suite 1500
Dallas, Texas 75201

Item 2(c) Citizenship or Place of Organization.

  (i)   Shamrock Master Fund, L.P., a British Virgin Islands limited partnership;

12 of 23

 

  (ii)   Castle Fund I, L.P., a Texas limited partnership;
 
  (iii)   Castle Fund II, L.P., a Texas limited partnership;
 
  (iv)   Island Fund, Ltd., a British Virgin Islands exempted company;
 
  (v)   Island Fund II, Ltd., a British Virgin Islands exempted company;
 
  (vi)   Clover Partners, L.P., a Texas limited partnership;
 
  (vii)   Clover Investments, L.L.C., a Texas limited liability company;
 
  (viii)   Michael C. Mewhinney, a United States citizen;
 
  (ix)   Samuel S. Moore, a United States citizen; and
 
  (x)   Thomas J. Donovan, a United States citizen.

Item 2(d) Title of Class of Securities.

      Common Stock, $0.001 par value

Item 2(e) CUSIP Number.

      560345308

Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a:

  o   Broker or Dealer registered under Section 15 of the Act.
 
  o   Bank as defined in section 3(a)(6) of the Act.
 
  o   Insurance Company as defined in section 3(a)(19) of the Exchange Act.
 
  o   Investment Company registered under Section 8 of the Investment Company Act.
 
  x   Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E).
 
  o   Employee Benefit Plan or endowment fund in accordance with Rule 13D-1(b)(ii)(F).
 
  o   Parent Holding Company, in accordance with §240.13d-1(b)(1)(ii)(G).
 
  o   A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
 
  o   A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act.
 
  o   Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
 
  o   Not Applicable.

Item 4 Ownership.

  (a)   Amount beneficially owned:

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  (i)   Shamrock may be deemed the beneficial owner of zero (0) shares.
 
  (ii)   Fund I may be deemed the beneficial owner of zero (0) shares.
 
  (iii)   Fund II may be deemed the beneficial owner of zero (0) shares.
 
  (iv)   Island Fund may be deemed the beneficial owner of zero (0) shares.
 
  (v)   Island Fund II may be deemed the beneficial owner of zero (0) shares.
 
  (vi)   The GP may be deemed the beneficial owner of zero (0) shares.
 
  (vii)   Clover may be deemed the beneficial owner of zero (0) shares.
 
  (viii)   Michael C. Mewhinney may be deemed the beneficial owner of zero (0) shares.
 
  (ix)   Samuel S. Moore may be deemed the beneficial owner of zero (0) shares.
 
  (x)   Thomas J. Donovan may be deemed the beneficial owner of zero (0) shares.

  (b)   Percent of class:

  (i)   The number of shares of which Shamrock may be deemed to be the beneficial owner of constitutes approximately 0.0% of the total number of shares outstanding.
 
  (ii)   The number of shares of which Fund I may be deemed to be the beneficial owner of constitutes approximately 0.0% of the total number of shares outstanding.
 
  (iii)   The number of shares of which Fund II may be deemed to be the beneficial owner of constitutes approximately 0.0% of the total number of shares outstanding.
 
  (iv)   The number of shares of which Island Fund may be deemed to be the beneficial owner of constitutes approximately 0.0% of the total number of shares outstanding.
 
  (v)   The number of shares of which Island Fund II may be deemed to be the beneficial owner of constitutes approximately 0.0% of the total number of shares outstanding.
 
  (vi)   The number of shares of which the GP may be deemed to be the beneficial owner of constitutes approximately 0.0% of the total number of shares outstanding.
 
  (vii)   The number of shares of which Clover may be deemed to be the beneficial owner of constitutes approximately 0.0% of the total number of shares outstanding.

14 of 23

 

  (viii)   The number of shares of which Michael C. Mewhinney may be deemed to be the beneficial owner of constitutes approximately 0.0% of the total number of shares outstanding.
 
  (ix)   The number of shares of which Samuel S. Moore may be deemed to be the beneficial owner of constitutes approximately 0.0% of the total number of shares outstanding.
 
  (x)   The number of shares of which Thomas J. Donovan may be deemed to be the beneficial owner of constitutes approximately 0.0% of the total number of shares outstanding.

  (c)   Number of shares as to which the person has:

         
Shamrock    
 
        
(i)
  Sole power to vote or to direct the vote:   0 shares
 
        
(ii)
  Shared power to vote or to direct the vote:   0 shares
 
        
(iii)
  Sole power to dispose or to direct the disposition of:   0 shares
 
        
(iv)
  Shared power to dispose or to direct the disposition of:   0 shares
 
        
Fund I    
 
        
(v)
  Sole power to vote or to direct the vote:   0 shares
 
        
(vi)
  Shared power to vote or to direct the vote:   0 shares
 
        
(vii)
  Sole power to dispose or to direct the disposition of:   0 shares
 
        
(viii)
  Shared power to dispose or to direct the disposition of:   0 shares
 
        
Fund II    
 
        
(ix)
  Sole power to vote or to direct the vote:   0 shares
 
        
(x)
  Shared power to vote or to direct the vote:   0 shares
 
        
(xi)
  Sole power to dispose or to direct the disposition of:   0 shares
 
        
(xii)
  Shared power to dispose or to direct the disposition of:   0 shares
 
        
Island Fund    
 
        
(xiii)
  Sole power to vote or to direct the vote:   0 shares
 
        
(xiv)
  Shared power to vote or to direct the vote:   0 shares

15 of 23

 

         
(xv)
  Sole power to dispose or to direct the disposition of:   0 shares
 
        
(xvi)
  Shared power to dispose or to direct the disposition of:   0 shares
 
        
Island Fund II    
 
        
(xvii)
  Sole power to vote or to direct the vote:   0 shares
 
        
(xviii)
  Shared power to vote or to direct the vote:   0 shares
 
        
(xix)
  Sole power to dispose or to direct the disposition of:   0 shares
 
        
(xx)
  Shared power to dispose or to direct the disposition of:   0 shares
 
        
The GP    
 
        
(xxi)
  Sole power to vote or to direct the vote:   0 shares
 
        
(xxii)
  Shared power to vote or to direct the vote:   0 shares
 
        
(xxiii)
  Sole power to dispose or to direct the disposition of:   0 shares
 
        
(xxiv)
  Shared power to dispose or to direct the disposition of:   0 shares
 
        
Clover    
 
        
(xxv)
  Sole power to vote or to direct the vote:   0 shares
 
        
(xxvi)
  Shared power to vote or to direct the vote:   0 shares
 
        
(xxvii)
  Sole power to dispose or to direct the disposition of:   0 shares
 
        
(xxviii)
  Shared power to dispose or to direct the disposition of:   0 shares
 
        
Michael C. Mewhinney    
 
        
(i)
  Sole power to vote or to direct the vote:   0 shares
 
        
(ii)
  Shared power to vote or to direct the vote:   0 shares
 
        
(iii)
  Sole power to dispose or to direct the disposition of:   0 shares
 
        
(iv)
  Shared power to dispose or to direct the disposition of:   0 shares
 
        
Samuel S. Moore    
 
        
(i)
  Sole power to vote or to direct the vote:   0 shares
 
        
(ii)
  Shared power to vote or to direct the vote:   0 shares

16 of 23

 

         
(iii)
  Sole power to dispose or to direct the disposition of:   0 shares
 
        
(iv)
  Shared power to dispose or to direct the disposition of:   0 shares
 
        
Thomas J. Donovan    
 
        
(v)
  Sole power to vote or to direct the vote:   0 shares
 
        
(vi)
  Shared power to vote or to direct the vote:   0 shares
 
        
(vii)
  Sole power to dispose or to direct the disposition of:   0 shares
 
        
(viii)
  Shared power to dispose or to direct the disposition of:   0 shares

Item 5 Ownership of Five Percent or Less of a Class.

     If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x.

Item 6 Ownership of More Than Five Percent on Behalf of Another Person.

      Not applicable.

Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported On by the Parent Holding Company.

      Not applicable.

Item 8 Identification and Classification of Members of the Group.

      Not applicable.

Item 9 Notice of Dissolution of Group.

      Not applicable.

Item 10 Certification.

      By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

Exhibit 1 Amended and Restated Joint Filing Agreement

17 of 23

 

SIGNATURE

     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     Date: February 18, 2004

                 
    Shamrock Master Fund, L.P.
 
                
    By:   Castle Fund I, L.P., a general partner
 
                
        By:   Clover Partners, L.P., its general partner
 
                
          By:   Clover Investments, L.L.C., its general partner
 
                
          By:   /s/ Michael C. Mewhinney
             
 
          Name:   Michael C. Mewhinney
          Title:   Manager
 
                
    Castle Fund I, L.P.
 
                
    By:   Clover Partners, L.P., general partner
 
                
        By:   Clover Investments, L.L.C., its general partner
 
                
        By:   /s/ Michael C. Mewhinney
           
 
        Name:   Michael C. Mewhinney
          Title:   Manager

18 of 23

 

                 
    Castle Fund II, L.P.
 
                
    By:   Clover Partners, L.P., general partner
 
                
        By:   Clover Investments, L.L.C., its general partner
 
                
        By:   /s/ Michael C. Mewhinney
           
 
        Name:   Michael C. Mewhinney
      Title:   Manager
 
                
    Island Fund, Ltd.
 
                
    By:   /s/ Michael C. Mewhinney
       
 
    Name:   Michael C. Mewhinney
    Title:   Director
 
                
    Island Fund II, Ltd.
 
                
    By:   /s/ Michael C. Mewhinney
       
 
    Name:   Michael C. Mewhinney
    Title:   Director
 
                
    Clover Partners, L.P.
 
                
    By:   Clover Investments, L.L.C., general partner
 
                
        By:   /s/ Michael Mewhinney
           
 
        Name:   Michael Mewhinney
        Title:   Manager
 
                
    Clover Investments, L.L.C.
 
                
    By:   /s/ Michael Mewhinney
       
 
    Name:   Michael Mewhinney
    Title:   Manager

19 of 23

 

                 
    /s/ Michael C. Mewhinney
   
 
    Michael C. Mewhinney
 
                
    /s/ Samuel S. Moore
   
 
    Samuel S. Moore
 
                
    /s/ Thomas J. Donovan
   
 
    Thomas J. Donovan

20 of 23

EX-1 3 d12812a2exv1.htm AMENDED & RESTATED JOINT FILING AGREEMENT exv1
 

EXHIBIT 1
AMENDED AND RESTATED JOINT FILING AGREEMENT

     In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the common stock, par value $0.001 per share, of Main Street & Main, Inc., and further agree that this Joint Filing Agreement shall be included as an Exhibit to such joint filings.

     The undersigned further agree that each party hereto is responsible for the timely filing of such Statement on Schedule 13G and any amendments thereto, and for the accuracy and completeness of the information concerning such party contained therein; provided, however, that no party is responsible for the accuracy or completeness of the information concerning any other party, unless such party knows or has reason to believe that such information is inaccurate.

     This Joint Filing Agreement may be signed in counterparts with the same effect as if the signature on each counterpart were upon the same instrument.

     IN WITNESS WHEREOF, the undersigned have executed this Agreement as of February 18, 2004.

                 
    Shamrock Master Fund, L.P.
 
                
    By:   Castle Fund I, L.P., a general partner
 
                
        By:   Clover Partners, L.P., its general partner
 
                
          By:   Clover Investments, L.L.C., its general partner
 
                
          By:   /s/ Michael C. Mewhinney
             
 
          Name:   Michael C. Mewhinney
          Title:   Manager
 
                
    Castle Fund I, L.P.
 
                
    By:   Clover Partners, L.P., general partner
 
                
        By:   Clover Investments, L.L.C., its general partner
 
                
        By:   /s/ Michael C. Mewhinney
           
 
        Name:   Michael C. Mewhinney
        Title:   Manager

21 of 23

 

                 
 
                
    Castle Fund II, L.P.
 
                
    By:   Clover Partners, L.P., general partner
 
                
        By:   Clover Investments, L.L.C., its general partner
 
                
        By:   /s/ Michael C. Mewhinney
           
 
        Name:   Michael C. Mewhinney
        Title:   Manager
 
                
    Island Fund, Ltd.
 
                
    By:   /s/ Michael C. Mewhinney
       
 
    Name:   Michael C. Mewhinney
    Title:   Director
 
                
    Island Fund II, Ltd.
 
                
    By:   /s/ Michael C. Mewhinney
       
 
    Name:   Michael C. Mewhinney
    Title:   Director
 
                
    Clover Partners, L.P.
 
                
    By:   Clover Investments, L.L.C., general partner
 
                
        By:   /s/ Michael Mewhinney
           
 
        Name:   Michael Mewhinney
        Title:   Manager

22 of 23

 

                 
    Clover Investments, L.L.C.
 
                
    By:   /s/ Michael Mewhinney
       
 
    Name:   Michael Mewhinney
    Title:   Manager
 
                
    /s/ Michael C. Mewhinney
   
 
    Michael C. Mewhinney
 
                
    /s/ Samuel S. Moore
   
 
    Samuel S. Moore
 
                
    /s/ Thomas J. Donovan
   
 
    Thomas J. Donovan

23 of 23

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